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  1. 1
    The SEC proposal on market structure how will investors fare? : hearing before the Subcommittee on Capital Markets, Insurance and Government Sponsored Entereprises [sic] of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eighth Congress, second session, May 18, 2004.

    The SEC proposal on market structure how will investors fare? : hearing before the Subcommittee on Capital Markets, Insurance and Government Sponsored Entereprises [sic] of the Com...

    Published 2004
    Subjects: “…Securities industry United States.…”
    Available online from HeinOnline U.S. Congressional Documents: 2004
    Government Document Electronic eBook
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  2. 2
    Wall Street network news

    Wall Street network news

    Published 1992
    Subjects: “…Securities industry United States Newspapers.…”
    Available online from Factiva Academic: 1992 - 2001
    Electronic Journal
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  3. 3
    A hedge fund tale of reach and grasp or what's a heaven for?

    A hedge fund tale of reach and grasp or what's a heaven for? by Biggs, Barton, 1932-2012

    Published 2011
    Subjects:
    Available online from O'Reilly Online Learning Platform: Academic Edition (EZproxy Access): 2010
    Electronic eBook
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  4. 4
    Wall Street polices itself how securities firms manage the legal hazards of competitive pressures

    Wall Street polices itself how securities firms manage the legal hazards of competitive pressures by McCaffrey, David P., 1930-

    Published 1998
    Subjects: “…Securities industry United States Self-regulation.…”
    Available online from ProQuest Ebook Central - Academic Complete: 1998
    Electronic eBook
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  5. 5
    Managing the investment organization : Washington, DC, March 23, 1988

    Managing the investment organization : Washington, DC, March 23, 1988

    Published 1988
    Subjects: “…Securities industry United States Congresses.…”
    Book
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  6. 6
    The financial condition of the securities industry : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, first session ... January 8, 1991.

    The financial condition of the securities industry : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, On...

    Published 1991
    Subjects: “…Securities industry United States.…”
    Government Document Book
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  7. 7
    The SEC proposal on market structure : how will investors fare? : hearing before the Subcommittee on Capital Markets, Insurance and Government Sponsored Entereprises [sic] of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eighth Congress, second session, May 18, 2004.

    The SEC proposal on market structure : how will investors fare? : hearing before the Subcommittee on Capital Markets, Insurance and Government Sponsored Entereprises [sic] of the C...

    Published 2004
    Subjects: “…Securities industry United States.…”
    Get full text
    Government Document Book
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  8. 8
    Securities industry news

    Securities industry news

    Subjects:
    Available online from Business Source Complete: 1999 - 2010
    Available online from Access World News Research Collection: 2001 - 2014
    Available online from Factiva Academic: 1997 - 2015
    Electronic Journal
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  9. 9
    The future of the securities markets hearing before the Subcommittee on Securities and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, first session, on the structure of the U.S. equities markets, with particular regard to their fairness and efficiency, October 15, 2003.

    The future of the securities markets hearing before the Subcommittee on Securities and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One...

    Published 2005
    Subjects: “…Securities industry United States.…”
    Available online from HeinOnline U.S. Congressional Documents: 2003
    Government Document Electronic eBook
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  10. 10
    Mutual fund industry hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Third Congress, first session, July 22 and August 5, 1993-.

    Mutual fund industry hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Third Congres...

    Published 1994
    Subjects:
    Available online from HeinOnline U.S. Congressional Documents: 1994
    Government Document Electronic eBook
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  11. 11
    Wall street letter

    Wall street letter

    Subjects:
    Available online from Business Source Complete: 2009 - 2011
    Available online from Factiva Academic: 1997 - 2011
    Electronic Journal
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  12. 12
    The state of securitization markets hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, first session, on examining the state of securitization markets, May 18, 2011.

    The state of securitization markets hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States...

    Published 2011
    Subjects:
    Available online from HeinOnline U.S. Congressional Documents: 2011
    Government Document Electronic eBook
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  13. 13
    Securities Act handbook.

    Securities Act handbook.

    Published 2003
    Subjects:
    Continuing Resource
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  14. 14
    Public access to market data improving transparency and competition : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventh Congress, first session, March 14, 2001.

    Public access to market data improving transparency and competition : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Com...

    Published 2001
    Subjects: “…Securities industry United States Information services.…”
    Available online from HeinOnline U.S. Congressional Documents: 2001
    Available online from HeinOnline Taxation and Economic Reform in America Parts I & II: 2001
    Government Document Electronic eBook
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  15. 15
    The SEC's market structure proposal will it enhance competition? : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Entereprises [sic] of the Committee on Financial Services, U.S. House of Representatives, One Hundred Ninth Congress, first session, February 15, 2005.

    The SEC's market structure proposal will it enhance competition? : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Entereprises [sic] of the...

    Published 2005
    Subjects: “…Securities industry United States.…”
    Available online from HeinOnline U.S. Congressional Documents: 2005
    Available online from HeinOnline Taxation and Economic Reform in America Parts I & II: 2005
    Government Document Electronic eBook
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  16. 16
    Safety and soundness issues related to bank derivatives activities hearing before the Committee on Banking, Finance, and Urban Affairs, House of Representatives, One Hundred Third Congress, first session.

    Safety and soundness issues related to bank derivatives activities hearing before the Committee on Banking, Finance, and Urban Affairs, House of Representatives, One Hundred Third...

    Published 1994
    Subjects:
    Available online from HeinOnline U.S. Congressional Documents: 1994
    Government Document Electronic eBook
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  17. 17
    Competition and transparency in the financial marketplace of the future hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixth Congress, second session on the impact of globalization, innovation, and technology on competition in the U.S. securities markets, April 26, 2000.

    Competition and transparency in the financial marketplace of the future hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, Unite...

    Published 2001
    Subjects:
    Available online from HeinOnline U.S. Congressional Documents: 2001
    Government Document Electronic eBook
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  18. 18
    Trading places markets for investors : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixth Congress, second session ... March 22, 2000.

    Trading places markets for investors : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixt...

    Published 2000
    Subjects: “…Securities industry United States.…”
    Available online from HeinOnline U.S. Congressional Documents: 2000
    Available online from HeinOnline Taxation and Economic Reform in America Parts I & II: 2000
    Government Document Electronic eBook
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  19. 19
    Financial Origami How the Wall Street Model Broke

    Financial Origami How the Wall Street Model Broke by Moynihan, Brendan

    Published 2011
    Subjects:
    Available online from ProQuest Ebook Central - Academic Complete: 2011
    Electronic eBook
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  20. 20
    Mutual fund industry : hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Third Congress, first session, July 22 and August 5, 1993.

    Mutual fund industry : hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Third Congr...

    Published 1994
    Subjects:
    Government Document Book
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