Lloyd's Chair To Wind Up Eight-Year Term as Company Welcomes Former UK Treasury Official, Consultant as Successor in May 2025.

Source: Best's Review. Dec2024, Vol. 125 Issue 12, p7-10. 4p.

Subject Terms: *Consultants, *Regulatory approval

Company/Entity: Bank of England. Prudential Regulation Authority , Financial Conduct Authority (Great Britain)

UNSTEADY AS SHE GOES: Finding success in a year of risks.

Authors: KIELY, STEPHEN

Source: Credit Management. Jan/Feb2025, p24-26. 3p.

Subject Terms: *Economic forecasting, *Industrial management, *Financial leverage, *Loans, *Consumer credit, Generative artificial intelligence, Regulatory compliance

Company/Entity: Financial Conduct Authority (Great Britain)

Rough justice for steelworkers?

Source: Corporate Adviser (Online Edition). 10/11/2024, p1-5. 5p.

Subject Terms: *Iron & steel workers, *Wages, Fairness

Company/Entity: Financial Conduct Authority (Great Britain) , British Steel Pension Scheme (Company)

The trouble with finfluencers. (cover story)

Authors: FIELD, NICOLA (AUTHOR)

Source: Money (Australia Edition). May2024, Issue 277, p44-46. 3p. 3 Color Photographs.

Subject Terms: *Business enterprises, Social media, Young adults

Company/Entity: Financial Conduct Authority (Great Britain)

Industry welcomes targeted support as part of advice guidance boundary review.

Source: Corporate Adviser (Online Edition). 2/13/2025, p1-3. 3p.

Subject Terms: *Pensions, *Consumer protection, *Commercial policy, *Retirement planning

Company/Entity: Financial Conduct Authority (Great Britain)

STATE OF THE UNION.

Authors: NOGUEIRA, CELSO¹

Source: Credit Management. Oct2024, p24-26. 3p.

Subject Terms: *Consumer behavior, *Regulation of financial institutions, *Chief strategy officers, *Internet gambling, *Financial stress

Company/Entity: Financial Conduct Authority (Great Britain)

THE 11 MOST INFLUENTIAL IN-HOUSE RECRUITERS.

Authors: WEEKES, SUE

Source: Recruiter. Sep/Oct2023, p18-23. 6p.

Subject Terms: *Executives, *Apprenticeship programs, *Business intelligence, *Industrial relations, *Employee value proposition, *Telecommuting

Company/Entity: Transport for London (Organization) , Financial Conduct Authority (Great Britain)

UK Watchdog Drops Volumes of Outdated Regulations in Growth Bid.

Authors: Dakers, Marion (AUTHOR)

Source: Bloomberg.com. 3/24/2025, pN.PAG-N.PAG. 1p.

Subject Terms: *Regulation of financial institutions, *Government regulation, *Economic expansion, *Stakeholder analysis, *Financial services industry, *Bureaucracy

Geographic Terms: United Kingdom

Company/Entity: Financial Conduct Authority (Great Britain)

Ex-Janus Henderson Analyst Accused of Running WFH Insider-Trading Ring.

Authors: de Paoli, Lucca (AUTHOR), Trivedi, Upmanyu (AUTHOR)

Source: Bloomberg.com. 2/20/2025, pN.PAG-N.PAG. 1p.

Subject Terms: *Insider trading in securities, *Investors, *Investment banking, *COVID-19 pandemic, Not guilty pleas

Company/Entity: Financial Conduct Authority (Great Britain)

Janus Henderson Analyst Accused of Running WFH Insider-Trading Ring.

Authors: de Paoli, Lucca (AUTHOR), Trivedi, Upmanyu (AUTHOR)

Source: Bloomberg.com. 2/20/2025, pN.PAG-N.PAG. 1p.

Subject Terms: *Insider trading in securities, *Investors, *Investment banking, *COVID-19 pandemic, Not guilty pleas

Company/Entity: Financial Conduct Authority (Great Britain)

Sequoia Backs Startup Giving Offshore Accounts to People in Unstable Economies.

Authors: Gani, Aisha S (AUTHOR)

Source: Bloomberg.com. 1/10/2025, pN.PAG-N.PAG. 1p.

Subject Terms: *Banking industry, *Investment products, *Charitable foundations, *Investors, *Chief executive officers

Company/Entity: Financial Conduct Authority (Great Britain) , Sequoia Capital Operations LLC

FCA launches pure protection commission probe.

Source: Corporate Adviser (Online Edition). 8/28/2024, p1-4. 4p.

Subject Terms: *Insurance, *Fair value, *Critical illness insurance, *Economic competition

Company/Entity: Financial Conduct Authority (Great Britain)

Pension firms welcome FCA's new 'targeted support' proposals.

Source: Corporate Adviser (Online Edition). 12/11/2024, p1-3. 3p.

Subject Terms: *Pensions, *Retirement income, *Consumers, Sustainability

Company/Entity: Financial Conduct Authority (Great Britain)

Damon Hopkins: The holes in the VFM framework.

Source: Corporate Adviser (Online Edition). 10/17/2024, p1-3. 3p.

Subject Terms: *Pensions, *Work environment, *Standardization

Company/Entity: Financial Conduct Authority (Great Britain)

People: Hopkins, Damon

DON'T COME UP SHORT: What should firms expect from the FCA Business Plan 2024/25.

Authors: MARRA, ANDREW¹

Source: Credit Management. Sep2024, p18-20. 3p.

Subject Terms: *Business planning, *Money laundering, *Business enterprises

Company/Entity: Financial Conduct Authority (Great Britain)

RED FLAG: Will Labour meddle in creditors' operations, or take a light-touch approach?

Authors: KIELY, STEVE

Source: Credit Management. Sep2024, p14-16. 3p.

Subject Terms: *Debtor & creditor, *Government policy, *Businesspeople

Company/Entity: Financial Conduct Authority (Great Britain)

Will Listing Rule Reform Deliver Strong Public Markets for the UK?

Authors: Cheffins, Brian R., Reddy, Bobby V.

Source: Modern Law Review. Jan2023, Vol. 86 Issue 1, p176-213. 38p. 1 Chart, 2 Graphs.

Subject Terms: *MARKETS, *STOCK exchanges, *GOING public (Securities)

Company/Entity: FINANCIAL Conduct Authority (Great Britain)

Cryptoassets in the Metaverse: the Risks, Opportunities, and Legal Considerations.

Authors: Kuner, Sushil, Brennan, David

Source: Licensing Journal. Jan2023, Vol. 43 Issue 1, p4-7. 4p.

Subject Terms: *Cryptocurrencies, *Blockchains, *Businesspeople, *Digital currency, *Venture capital, Shared virtual environments

Company/Entity: Financial Conduct Authority (Great Britain)

Framing the Law and Policy of Finance.

Authors: Coendet, Thomas¹ (AUTHOR) thomas.coendet@oxon.org

Source: Accounting, Economics & Law. Feb2024, Vol. 14 Issue 1, p1-37. 37p.

Subject Terms: *Global Financial Crisis, 2008-2009, *Finance laws, Social theory, Set theory, Frames (Social sciences)

Company/Entity: Financial Conduct Authority (Great Britain)

Copper Withdraws UK Crypto Authorization Bid in Strategy Shift.

Authors: Nicolle, Emily (AUTHOR)

Source: Bloomberg.com. 12/20/2024, pN.PAG-N.PAG. 1p.

Subject Terms: *Chief executive officers, *Bidding strategies, Presidents-elect, Copper, Cheerleading

Company/Entity: Financial Conduct Authority (Great Britain)